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If you have ever looked into becoming a Commodity Trading Advisor it is likely that you were turned off by what seems to be an overwhelming amount of responsibility. Trading and subsequently making money in the markets is the goal but the difficulties don't end there. CTA's are encouraged to keep records in accordance with CFTC Part 4 Regulations; including the profits and losses in each individual client account as well as all fees charged and the calculations supporting them. Additionally, CTA's must keep a current and compliant disclosure document based on the NFA's standards in order to solicit new business. Many CTA's outsource the responsibility of doing so to mitigate an already stressful line of work. If you are in the market for such services you may have come to the right place. |